Becker & Poliakoff is dedicated to providing sophisticated legal representation specifically tailored to the needs of our corporate and business clients. We represent start-ups, mid-size public and private companies and seasoned corporations. Our approach is built on relationships: getting to know our clients thoroughly and then anticipating and meeting their needs with quality legal services delivered cost effectively. We treat our clients as partners, and help them maximize opportunities while minimizing risk.
We serve as general and securities counsel for public and private companies and assist our clients in all corporate legal matters, ranging from general regulatory and Sarbanes-Oxley compliance to sophisticated and complex financing transactions. Our team of experienced professionals act as the functional equivalent of an in-house legal department for our small to mid-sized clients without their own legal staff. We also provide staff and support in matters that require time commitments beyond the efficient capability of in-house staff.
Our practice and reputation are based on intense partner involvement on every engagement. Attorneys at Becker & Poliakoff strive to build strong personal and professional relationships with our clients as well as an in-depth understanding of their operations and business environment. We proactively review each matter to ensure our clients are receiving maximum benefit from our legal expertise and business experience. We believe there is no other way to help our clients achieve success.
Our corporate services include:
- Broker-Dealer Formation and Compliance
- Commercial Litigation
- Compliance Liability
- Corporate Compliance
- Corporate Governance
- Domestic & International Corporate and Transactions
- Employment
- Enforcement Proceedings
- General Corporate Representation
- Going Private
- Hedge Funds
- IPOs
- Licensing
- Mergers and Acquisitions
- Nasdaq and NYSE Arbitrations
- Nasdaq Compliance
- Private Placements
- Public Offerings
- Reverse Mergers
Sarbanes-Oxley Compliance
- SEC Compliance
- Secondary Offerings
- Secured and Unsecured Lending
Securities Arbitration
- Securities Regulation
- Takeover Defense
- Teaming Agreements
- Venture Capital
- White Collar Criminal Defense
For further information on the Broker-Dealer practice group, please contact:
Victor J. DiGioia, 212-599-3322, vdigioia@becker-poliakoff.com
Richard J. Alan Cahan, 305-260-1012, rcahan@becker-poliakoff.com
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